FMA
'A nerve centre to disrupt scams': what NZ can learn from Singapore as fraud and deception crimes rise 77% annually
29th Jun 23, 1:28pm
8
'A nerve centre to disrupt scams': what NZ can learn from Singapore as fraud and deception crimes rise 77% annually
[updated]
Share broker Tiger Brokers pinged in FMA court case after transacting $60.8m 'without proper checks and controls in place'
29th Jun 23, 1:00pm
1
Share broker Tiger Brokers pinged in FMA court case after transacting $60.8m 'without proper checks and controls in place'
Financial institutions told how to supervise intermediaries like mortgage brokers in the latest round of finance sector consumer protection
26th Jun 23, 8:28pm
2
Financial institutions told how to supervise intermediaries like mortgage brokers in the latest round of finance sector consumer protection
Big money, smart criminals: are NZ's banks and regulators doing enough to keep us safe from scammers?
23rd Jun 23, 9:30am
7
Big money, smart criminals: are NZ's banks and regulators doing enough to keep us safe from scammers?
Financial Markets Authority warns 'phony' interest rates comparison site likely harvesting information for fake investments
16th Jun 23, 12:17pm
15
Financial Markets Authority warns 'phony' interest rates comparison site likely harvesting information for fake investments
[updated]
FMA files court proceedings against AA Insurance for allegedly overcharging tens of thousands of customers
8th Jun 23, 11:27am
3
FMA files court proceedings against AA Insurance for allegedly overcharging tens of thousands of customers
FMA hits alleged financial advice forger with 4 charges after ignoring stop order
23rd May 23, 10:33am
25
FMA hits alleged financial advice forger with 4 charges after ignoring stop order
Reserve Bank moves to bolster its understanding of cyber resilience in the financial sector
8th May 23, 3:55pm
2
Reserve Bank moves to bolster its understanding of cyber resilience in the financial sector
After banking, insurance? Treasury emails hint at potential of Commerce Commission market study
8th May 23, 5:00am
21
After banking, insurance? Treasury emails hint at potential of Commerce Commission market study
FMA's Clare Bolingford says regulator has heard some banks may have reintroduced sales targets, wants confirmation they haven't
2nd May 23, 11:34am
6
FMA's Clare Bolingford says regulator has heard some banks may have reintroduced sales targets, wants confirmation they haven't
US Commodity Futures Trading Commission takes on Binance over it allegedly running 'a calculated strategy of regulatory arbitrage for commercial benefit'
1st Apr 23, 11:43am
19
US Commodity Futures Trading Commission takes on Binance over it allegedly running 'a calculated strategy of regulatory arbitrage for commercial benefit'
Is the tide turning on big banks' use of a profit metric that's 'a creature of bank management's own creativity?'
29th Mar 23, 7:50am
Is the tide turning on big banks' use of a profit metric that's 'a creature of bank management's own creativity?'
Financial Markets Authority issues formal warning to Du Val group for misleading investors over why it suspended cash distributions
10th Mar 23, 11:13am
26
Financial Markets Authority issues formal warning to Du Val group for misleading investors over why it suspended cash distributions
The country's investment watchdog says in its annual report that during the year under review it focused its monitoring on a variety of sectors and topics
24th Jan 23, 2:47pm
The country's investment watchdog says in its annual report that during the year under review it focused its monitoring on a variety of sectors and topics
The FMA says The Property Crowd materially contravened its licensee obligations and suspends its crowdfunding provider licence
22nd Dec 22, 10:09am
5
The FMA says The Property Crowd materially contravened its licensee obligations and suspends its crowdfunding provider licence
FMA files court proceedings against Tiger Brokers, alleging AML/CFT Act breaches, says the record-keeping breaches are systemic and significant
21st Dec 22, 2:19pm
5
FMA files court proceedings against Tiger Brokers, alleging AML/CFT Act breaches, says the record-keeping breaches are systemic and significant
In the shadow of the holiday break, the NZICA released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group
21st Dec 22, 12:09pm
2
In the shadow of the holiday break, the NZICA released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group
Rebecca Stevenson argues crypto currency exchange FTX was a triumph of marketing over substance and the most crypto thing FTX could do was fail, in the way it did
16th Nov 22, 4:46pm
140
Rebecca Stevenson argues crypto currency exchange FTX was a triumph of marketing over substance and the most crypto thing FTX could do was fail, in the way it did
Select committee cryptocurrency inquiry adviser Jeremy Muir on what may come out of the inquiry, what the local industry is up to & the battle over the future of money
20th Oct 22, 2:02pm
5
Select committee cryptocurrency inquiry adviser Jeremy Muir on what may come out of the inquiry, what the local industry is up to & the battle over the future of money
Seven property investment firms issued with warnings by FMA
The FMA issues formal warning to InvestNow for failing to comply with anti-money laundering requirements
19th Oct 22, 10:24am
The FMA issues formal warning to InvestNow for failing to comply with anti-money laundering requirements
FMA's Clare Bolingford says the 491 issues reported by banks & life insurers resulting in $152m of customer remediation unlikely to have been reported if the regulator hadn't asked
7th Oct 22, 9:23am
1
FMA's Clare Bolingford says the 491 issues reported by banks & life insurers resulting in $152m of customer remediation unlikely to have been reported if the regulator hadn't asked
[updated]
FMA says NZ banks have paid $109m to 952k customers in compensation for 266 problems
6th Oct 22, 9:57am
FMA says NZ banks have paid $109m to 952k customers in compensation for 266 problems
Diana Clement chases down the pressures on many businesses arising out of new anti-money laundering laws and regulations. Is it a 'war' that isn't working, or just the price for a cleaner civil society?
5th Oct 22, 9:31am
22
Diana Clement chases down the pressures on many businesses arising out of new anti-money laundering laws and regulations. Is it a 'war' that isn't working, or just the price for a cleaner civil society?
The FMA says the over-65s withdrew nearly $2 billion from KiwiSaver accounts last year
4th Oct 22, 5:00am
64
The FMA says the over-65s withdrew nearly $2 billion from KiwiSaver accounts last year