Financial Markets Authority
Financial Markets Authority to give KiwiSavers top billing for protection against misconduct
13th Sep 11, 3:42pm
Financial Markets Authority to give KiwiSavers top billing for protection against misconduct
Financial Markets Authority to provide update on its 25 inherited investigations into failed finance companies on Wednesday
13th Sep 11, 1:11pm
Financial Markets Authority to provide update on its 25 inherited investigations into failed finance companies on Wednesday
Unregistered fringe lenders to be 'dragged into the sunlight' as part of crack down on loan sharking
11th Aug 11, 5:19pm
Unregistered fringe lenders to be 'dragged into the sunlight' as part of crack down on loan sharking
Three Nathans Finance Directors found guilty under Securities Act for misleading comments in prospectus; FMA welcomes decision
8th Jul 11, 12:48pm
12
Three Nathans Finance Directors found guilty under Securities Act for misleading comments in prospectus; FMA welcomes decision
New rules governing financial services sector officially kick in today; Unregistered and unauthorised advisers dispensing money advice to be sanctioned
1st Jul 11, 10:10am
4
New rules governing financial services sector officially kick in today; Unregistered and unauthorised advisers dispensing money advice to be sanctioned
Serious Fraud Office, Financial Markets Authority investigate proportionate ownership schemes as investors look for secure property investments
15th Jun 11, 1:21pm
3
Serious Fraud Office, Financial Markets Authority investigate proportionate ownership schemes as investors look for secure property investments
Financial Markets Authority sanctions KiwiSaver solicitor for "illegal activities" including cash in exchange for membership sign-ups and acting without a license
9th Jun 11, 1:55pm
2
Financial Markets Authority sanctions KiwiSaver solicitor for "illegal activities" including cash in exchange for membership sign-ups and acting without a license
Financial Markets Authority warns 700 financial advisers at risk of breaking the law July 1. Is your financial adviser legit?
24th May 11, 3:23pm
3
Financial Markets Authority warns 700 financial advisers at risk of breaking the law July 1. Is your financial adviser legit?
Opinion: Why the Feltex debacle must never happen again: NZX couldn't withstand another credibility hit like this
17th May 11, 4:28pm
13
Opinion: Why the Feltex debacle must never happen again: NZX couldn't withstand another credibility hit like this
Insurance Brokers Association responds to calls for disclosure on fee payment and greater transparency, explains how the new rules apply
17th May 11, 11:13am
4
Insurance Brokers Association responds to calls for disclosure on fee payment and greater transparency, explains how the new rules apply
Perpetual Trust, trustee to 24 failed entities, not worried about 1st action from disgruntled investors, but expects more
4th May 11, 4:30pm
Perpetual Trust, trustee to 24 failed entities, not worried about 1st action from disgruntled investors, but expects more
Chairman of new financial markets regulator wants New Zealand to be seen as 'a good place to invest'
2nd May 11, 1:40pm
6
Chairman of new financial markets regulator wants New Zealand to be seen as 'a good place to invest'
New Financial Markets Authority to get NZ$24 mln funding this year, up from NZ$18 mln for current regulators
20th Apr 11, 10:47am
6
New Financial Markets Authority to get NZ$24 mln funding this year, up from NZ$18 mln for current regulators
Watch out white collar criminals on bicycles, the FMA has the power to search your bike
19th Apr 11, 4:05pm
5
Watch out white collar criminals on bicycles, the FMA has the power to search your bike
Govt's new 'super' financial markets regulator says restoring investor confidence requires 'everybody rolling up their sleeves'
8th Apr 11, 4:03pm
15
Govt's new 'super' financial markets regulator says restoring investor confidence requires 'everybody rolling up their sleeves'
Papers please: Regulator set to crack down on financial advisory sector with spot checks, cold calls and protection for whistleblowers
8th Apr 11, 12:57pm
4
Papers please: Regulator set to crack down on financial advisory sector with spot checks, cold calls and protection for whistleblowers
Finance company collapses, European pressure sees audtiors lose right to self regulation
31st Mar 11, 4:19pm
4
Finance company collapses, European pressure sees audtiors lose right to self regulation
Simon Botherway joining ANZ as general manager of investment management for ANZ Wealth
16th Mar 11, 10:34am
2
Simon Botherway joining ANZ as general manager of investment management for ANZ Wealth
New licensing requirements for financial industry falling into place with six Qualified Financial Entities named to date
15th Mar 11, 12:54pm
New licensing requirements for financial industry falling into place with six Qualified Financial Entities named to date
Select committee recommends new financial markets regulator gets ASIC-style power to target directors, auditors and trustees
2nd Mar 11, 2:21pm
7
Select committee recommends new financial markets regulator gets ASIC-style power to target directors, auditors and trustees
Amanda Morrall talks to Securities Commission director of supervision Angus Dale-Jones about new regulatory regime facing finance sector
1st Mar 11, 7:30pm
20
Amanda Morrall talks to Securities Commission director of supervision Angus Dale-Jones about new regulatory regime facing finance sector
Thousands of financial advisors unaccounted for as deadline looms for registration and licensing requirements
17th Feb 11, 4:18pm
3
Thousands of financial advisors unaccounted for as deadline looms for registration and licensing requirements
Opinion: Memo to the Govt: Please allow the FMA to take retrospective action on investors' behalf and pass the Class Actions Bill too
14th Feb 11, 4:42pm
3
Opinion: Memo to the Govt: Please allow the FMA to take retrospective action on investors' behalf and pass the Class Actions Bill too
Until the law is tightened the low ball offer 'sharks' will keep circling, law firm argues
14th Feb 11, 11:30am
1
Until the law is tightened the low ball offer 'sharks' will keep circling, law firm argues
Simon Power appoints former NZX chairman Simon Allen to head new securities watchdog
9th Feb 11, 11:35am
2
Simon Power appoints former NZX chairman Simon Allen to head new securities watchdog