FMA

6th Aug 19, 11:04am
Westpac NZ refunding about 93,000 customers overcharged about $7 million after self-reporting the issues to the Financial Markets Authority and the Commerce Commission
Westpac NZ refunding about 93,000 customers overcharged about $7 million after self-reporting the issues to the Financial Markets Authority and the Commerce Commission
6th Aug 19, 11:04am
6th Aug 19, 9:45am
Financial Markets Authority to bolster its monitoring of cyber-resilience as it warns that New Zealand is just as exposed to cyber threats as any other developed nation
Financial Markets Authority to bolster its monitoring of cyber-resilience as it warns that New Zealand is just as exposed to cyber threats as any other developed nation
6th Aug 19, 9:45am
5th Aug 19, 11:37am
by Guest
Bell Gully's David Craig details how a new bill gives regulators sweeping crisis management powers over financial market infrastructures deemed to be systemically important, mirroring powers the RBNZ has over banks
Bell Gully's David Craig details how a new bill gives regulators sweeping crisis management powers over financial market infrastructures deemed to be systemically important, mirroring powers the RBNZ has over banks
5th Aug 19, 11:37am
1st Aug 19, 9:43am
Almost five years after peer to peer lending launched in New Zealand, making money remains a challenge for most of the licensed lenders
Almost five years after peer to peer lending launched in New Zealand, making money remains a challenge for most of the licensed lenders
1st Aug 19, 9:43am
23rd Jul 19, 5:11pm
Syndicated Trusts slapped with Financial Markets Authority Stop Order over adverts 'likely to confuse or mislead people' that 'may have been making unsubstantiated statements'
Syndicated Trusts slapped with Financial Markets Authority Stop Order over adverts 'likely to confuse or mislead people' that 'may have been making unsubstantiated statements'
23rd Jul 19, 5:11pm
[Updated]
12th Jul 19, 9:07pm
The Financial Markets Authority says filing of legal action against ANZ by RAM investors is the 'right result'
[Updated]
The Financial Markets Authority says filing of legal action against ANZ by RAM investors is the 'right result'
12th Jul 19, 9:07pm
12th Jul 19, 11:00am
by Guest
Law News reviews the growing body of work building to update our insurance law. It has started with the Culture & Conduct review, will cover disclosure issues, and may tackle conflicted remuneration
Law News reviews the growing body of work building to update our insurance law. It has started with the Culture & Conduct review, will cover disclosure issues, and may tackle conflicted remuneration
12th Jul 19, 11:00am
5th Jul 19, 11:42am
Fund manager who held major CBL stake contrasts RBNZ's 'very public discourse' around bank capital requirements with its caution about speaking out about an under-capitalised insurer
Fund manager who held major CBL stake contrasts RBNZ's 'very public discourse' around bank capital requirements with its caution about speaking out about an under-capitalised insurer
5th Jul 19, 11:42am
4th Jul 19, 10:30am
Recent events remind Gareth Vaughan of a conversation several years ago with ex-ANZ NZ CEO David Hisco when he floated the idea of a Minister for ANZ...
Recent events remind Gareth Vaughan of a conversation several years ago with ex-ANZ NZ CEO David Hisco when he floated the idea of a Minister for ANZ...
4th Jul 19, 10:30am
2nd Jul 19, 7:28pm
As the bad news continues flowing out of ANZ New Zealand, we seek answers to some pertinent questions
As the bad news continues flowing out of ANZ New Zealand, we seek answers to some pertinent questions
2nd Jul 19, 7:28pm
27th Jun 19, 7:32am
Deputy Governor Geoff Bascand signals shift in Reserve Bank regulatory approach to a more pro-active, more intensive and more intrusive one after recent shortcomings emerged at banks and insurers
Deputy Governor Geoff Bascand signals shift in Reserve Bank regulatory approach to a more pro-active, more intensive and more intrusive one after recent shortcomings emerged at banks and insurers
27th Jun 19, 7:32am
27th Jun 19, 5:00am
As Facebook spruiks Libra and the key global anti-money laundering overseer says virtual asset service providers must be regulated, what have NZ regulators got to say?
As Facebook spruiks Libra and the key global anti-money laundering overseer says virtual asset service providers must be regulated, what have NZ regulators got to say?
27th Jun 19, 5:00am
25th Jun 19, 5:00am
Commerce Commission says harsher penalties will provide unscrupulous lenders with an incentive to comply with the Credit Contracts and Consumer Finance Act
Commerce Commission says harsher penalties will provide unscrupulous lenders with an incentive to comply with the Credit Contracts and Consumer Finance Act
25th Jun 19, 5:00am
30th May 19, 10:23am
RBNZ says upgrades to its key financial market infrastructures ESAS and NZClear are behind schedule, won't commit to a new go-live date
RBNZ says upgrades to its key financial market infrastructures ESAS and NZClear are behind schedule, won't commit to a new go-live date
30th May 19, 10:23am
21st May 19, 6:02am
Research carried out for the Financial Markets Authority shows 'a serious gap in the expectations of investors and what auditors are delivering'
Research carried out for the Financial Markets Authority shows 'a serious gap in the expectations of investors and what auditors are delivering'
21st May 19, 6:02am
13th May 19, 2:11pm
Banks have had to remove incentives linked to sales and are being told to ensure good outcomes for all customers. Here, ANZ, BNZ and Westpac's CEOs talk about how this is progressing
Banks have had to remove incentives linked to sales and are being told to ensure good outcomes for all customers. Here, ANZ, BNZ and Westpac's CEOs talk about how this is progressing
13th May 19, 2:11pm
[Updated]
13th May 19, 11:21am
Embattled insurer, CBL Corporation, put in liquidation; Brendon Gibson and Neale Jackson of KordaMentha appointed liquidators
[Updated]
Embattled insurer, CBL Corporation, put in liquidation; Brendon Gibson and Neale Jackson of KordaMentha appointed liquidators
13th May 19, 11:21am
8th May 19, 9:55am
by Guest
Roger Wallis looks at the recent pressures on directors and how they are to apply the moving and widening standards of good governance 'in the bests interests of the company'
Roger Wallis looks at the recent pressures on directors and how they are to apply the moving and widening standards of good governance 'in the bests interests of the company'
8th May 19, 9:55am
6th May 19, 4:44pm
A 'principles-based' approach towards regulating conduct and culture may sound flaky but it's the best option, say lawyer, ombudsman and consultant
A 'principles-based' approach towards regulating conduct and culture may sound flaky but it's the best option, say lawyer, ombudsman and consultant
6th May 19, 4:44pm
1st May 19, 3:04pm
David Hargreaves argues that the Government must take a more realistic approach than currently intended in its initiatives on financial conduct
David Hargreaves argues that the Government must take a more realistic approach than currently intended in its initiatives on financial conduct
1st May 19, 3:04pm

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