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FMA

FMA has 'the tools and resources it needs to carry out its functions' despite peer-to-peer, crowd funding licence applicant delays, Paul Goldsmith says
29th Apr 15, 5:00pm
FMA has 'the tools and resources it needs to carry out its functions' despite peer-to-peer, crowd funding licence applicant delays, Paul Goldsmith says
RBNZ details wish list of 9 'systemically important' financial market infrastructures in strengthened regulatory regime
28th Apr 15, 5:04pm
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RBNZ details wish list of 9 'systemically important' financial market infrastructures in strengthened regulatory regime
FMA acknowledges would-be P2P lenders and crowd funders are facing delays in having licence applications assessed
28th Apr 15, 4:59pm
FMA acknowledges would-be P2P lenders and crowd funders are facing delays in having licence applications assessed
FMA warning on bank capital notes welcome, but much more can be done to give the Kiwi retail investor a fair go
28th Apr 15, 5:11am
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FMA warning on bank capital notes welcome, but much more can be done to give the Kiwi retail investor a fair go
Fund manager under investigation by the FMA is suspended from its NZ Super Fund contract
2nd Apr 15, 12:12pm
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Fund manager under investigation by the FMA is suspended from its NZ Super Fund contract
A review of things you need to know before you go home on Friday; RBNZ sees more than $1t of household wealth, major Wynyard Quarter development, Otahuhu house price leaps
27th Mar 15, 4:00pm
A review of things you need to know before you go home on Friday; RBNZ sees more than $1t of household wealth, major Wynyard Quarter development, Otahuhu house price leaps
Major Australian banks have been rocked by financial advice scandals. How are their NZ subsidiaries, and NZ regulatory framework, placed to avoid these?
27th Mar 15, 1:58pm
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Major Australian banks have been rocked by financial advice scandals. How are their NZ subsidiaries, and NZ regulatory framework, placed to avoid these?
FMA considering 4 peer-to-peer licence applications with race on to become NZ's 2nd licenced P2P lender
11th Mar 15, 9:39am
FMA considering 4 peer-to-peer licence applications with race on to become NZ's 2nd licenced P2P lender
LendMe eyes rural sector and top up loans for home buyers with P2P licence from the FMA expected 'shortly'
3rd Mar 15, 3:58pm
2
LendMe eyes rural sector and top up loans for home buyers with P2P licence from the FMA expected 'shortly'
NZ links to Irish sub-prime stoush highlight the potential for an undesirable form of regulatory arbitrage around our AML law
26th Feb 15, 4:18pm
NZ links to Irish sub-prime stoush highlight the potential for an undesirable form of regulatory arbitrage around our AML law
Westpac 3rd bank to settle in rural interest rate swaps case with 38 customers to get $2.47 mln compensation
17th Feb 15, 10:09am
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Westpac 3rd bank to settle in rural interest rate swaps case with 38 customers to get $2.47 mln compensation
NZX's new sharemarket NXT aims to fill funding hole identified by Capital Markets Development Taskforce for SMEs keen to grow
27th Jan 15, 2:28pm
NZX's new sharemarket NXT aims to fill funding hole identified by Capital Markets Development Taskforce for SMEs keen to grow
Regulator says 5 overseas complaints received about NZ registered building society, US complainant also turned to FBI
26th Jan 15, 7:00am
Regulator says 5 overseas complaints received about NZ registered building society, US complainant also turned to FBI
FMA considering three applications for P2P licences
23rd Jan 15, 5:00am
FMA considering three applications for P2P licences
Digital currencies such as bitcoin not financial products but still of interest, FMA says
20th Jan 15, 5:00am
Digital currencies such as bitcoin not financial products but still of interest, FMA says
A review of things you need to know before you go home on Wednesday; BOP surprise, dairy prices stop falling, more mortgages approved, swap rates lurch down again
17th Dec 14, 4:00pm
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A review of things you need to know before you go home on Wednesday; BOP surprise, dairy prices stop falling, more mortgages approved, swap rates lurch down again
FMA undertaking 'large piece of work' on KiwiSaver providers' switching practices
12th Dec 14, 3:32pm
FMA undertaking 'large piece of work' on KiwiSaver providers' switching practices
FMA's strategic risk focus to include conflicts of interest, mis-selling, KiwiSaver switching, incentive arrangements and fee-driven behaviour
11th Dec 14, 12:00pm
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FMA's strategic risk focus to include conflicts of interest, mis-selling, KiwiSaver switching, incentive arrangements and fee-driven behaviour
Could the RBNZ and FMA or Commerce Commission follow APRA and ASIC's one-two combination attack on risky home lending?
10th Dec 14, 1:31pm
3
Could the RBNZ and FMA or Commerce Commission follow APRA and ASIC's one-two combination attack on risky home lending?
ANZ to cough up $19 mln to settle rural interest rate swap case with Commerce Commission
3rd Dec 14, 9:41am
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ANZ to cough up $19 mln to settle rural interest rate swap case with Commerce Commission
NZ registered building society the FMA advised giving a wide berth to, looking to sell its Auckland office
21st Nov 14, 4:40pm
NZ registered building society the FMA advised giving a wide berth to, looking to sell its Auckland office
A review of things you need to know before you go home on Thursday; Westpac's 18-month mortgage special; Cullen fund growing rapidly; FMA a respected regulator; Countdown cleared of bullying; Harbour on China
20th Nov 14, 4:00pm
A review of things you need to know before you go home on Thursday; Westpac's 18-month mortgage special; Cullen fund growing rapidly; FMA a respected regulator; Countdown cleared of bullying; Harbour on China
FMA 'completely satisfied' General Equity warning was appropriate and based on 'clear evidence of misconduct'
14th Nov 14, 11:38am
FMA 'completely satisfied' General Equity warning was appropriate and based on 'clear evidence of misconduct'
Building society General Equity says it's being bought by Malaysian group and is reviewing legal options after FMA warning
14th Nov 14, 11:33am
Building society General Equity says it's being bought by Malaysian group and is reviewing legal options after FMA warning
SPI directors Murray Alcock and Allister Knight give enforceable undertakings to FMA after SPI property syndications hit the rocks
11th Nov 14, 1:01pm
SPI directors Murray Alcock and Allister Knight give enforceable undertakings to FMA after SPI property syndications hit the rocks