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FMA

FMA boss Sean Hughes says buck stops with him on Ross Asset Management debacle, urges investors to ask their money managers the hard questions
6th Dec 12, 1:10pm
43
FMA boss Sean Hughes says buck stops with him on Ross Asset Management debacle, urges investors to ask their money managers the hard questions
Ross Asset Management receivers confirm investors' fears, say don't expect to find any more assets of significant value after talking to David Ross
23rd Nov 12, 10:40am
4
Ross Asset Management receivers confirm investors' fears, say don't expect to find any more assets of significant value after talking to David Ross
Ross Asset Management's David Ross to 'cooperate fully' with receiver, SFO and FMA probes into his company
22nd Nov 12, 12:14pm
7
Ross Asset Management's David Ross to 'cooperate fully' with receiver, SFO and FMA probes into his company
Financial Markets Authority to start 'theme-based' monitoring of KiwiSaver schemes as part of regulatory sweep on industry
21st Nov 12, 12:24pm
by Amanda Morrall
5
Financial Markets Authority to start 'theme-based' monitoring of KiwiSaver schemes as part of regulatory sweep on industry
Serious Fraud Office to probe Ross Asset Management, David Ross and associated entities; Concerned with receiver's Ponzi comparison
19th Nov 12, 12:20pm
3
Serious Fraud Office to probe Ross Asset Management, David Ross and associated entities; Concerned with receiver's Ponzi comparison
Ross Asset Management receivers PwC say can only find NZ$10m of investments held for purported investments of NZ$450m; Fund insolvent, Group to be liquidated
15th Nov 12, 12:20pm
50
Ross Asset Management receivers PwC say can only find NZ$10m of investments held for purported investments of NZ$450m; Fund insolvent, Group to be liquidated
UK owned NZ offshore finance company City Savings 'Bank', formerly 'a bank with a small b', changes name to Friends Mutual, continues offering up to 8.05% to offshore punters
13th Nov 12, 4:08pm
UK owned NZ offshore finance company City Savings 'Bank', formerly 'a bank with a small b', changes name to Friends Mutual, continues offering up to 8.05% to offshore punters
Financial Markets Authority issues guidance note on sales and distribution of KiwiSaver
15th Oct 12, 5:03pm
by Amanda Morrall
1
Financial Markets Authority issues guidance note on sales and distribution of KiwiSaver
As analyst frustration mounts at bank 'cash profit' reporting, the RBNZ points to FMA guidelines as a key factor for NZ banks to heed
4th Oct 12, 4:34pm
As analyst frustration mounts at bank 'cash profit' reporting, the RBNZ points to FMA guidelines as a key factor for NZ banks to heed
Serious Fraud Office nearing conclusion of 'enormous' Hanover investigation, outgoing CEO says, adding outcome will show right result reached
26th Sep 12, 4:11pm
6
Serious Fraud Office nearing conclusion of 'enormous' Hanover investigation, outgoing CEO says, adding outcome will show right result reached
The FMA says it won't renew proportionate property ownership schemes' 10 year-old Securities Act exemption when it expires on September 30
31st Aug 12, 2:40pm
4
The FMA says it won't renew proportionate property ownership schemes' 10 year-old Securities Act exemption when it expires on September 30
Asset Finance set to register new prospectus by end of August, Standard and Poor's says
27th Aug 12, 10:55am
Asset Finance set to register new prospectus by end of August, Standard and Poor's says
Mysterious bidder for Aussie retailer David Jones incorporated second New Zealand company on Friday the 13th
27th Jul 12, 11:48am
2
Mysterious bidder for Aussie retailer David Jones incorporated second New Zealand company on Friday the 13th
Asset Finance plans to resume raising money from the public with issue of new prospectus near
16th Jul 12, 4:14pm
Asset Finance plans to resume raising money from the public with issue of new prospectus near
Financial Markets Authority probes the NZ links, including a registered company, of the mysterious British bidder for Australian retailer David Jones
13th Jul 12, 4:01pm
Financial Markets Authority probes the NZ links, including a registered company, of the mysterious British bidder for Australian retailer David Jones
Brian Henry reminds the FMA that salespeople are never advisers and advisers are never salespeople. He wants to see an honest declaration of these relationships in the law
7th Jul 12, 12:38pm
by Guest
6
Brian Henry reminds the FMA that salespeople are never advisers and advisers are never salespeople. He wants to see an honest declaration of these relationships in the law
Commercial property syndicator warns low interest rate environment, banks eager to lend and yield chasing investors could see 'cowboys stuff the sector'
22nd Jun 12, 5:12pm
4
Commercial property syndicator warns low interest rate environment, banks eager to lend and yield chasing investors could see 'cowboys stuff the sector'
Big four banks to pay NZ$350,000 each annually in financial service provider levies
7th Jun 12, 9:25am
4
Big four banks to pay NZ$350,000 each annually in financial service provider levies
BusinessDesk: Strategic Finance investors get another 1.5 cents in the dollar, receiver says
29th May 12, 11:55am
BusinessDesk: Strategic Finance investors get another 1.5 cents in the dollar, receiver says
Reserve Bank happy for KiwiSaver to remain outside prudential supervision umbrella, says FMA's market conduct approach appropriate
10th May 12, 4:37pm
Reserve Bank happy for KiwiSaver to remain outside prudential supervision umbrella, says FMA's market conduct approach appropriate
Whakatane-based Asset Finance still blocked from raising money from the public as FMA continues probe
8th May 12, 4:24pm
Whakatane-based Asset Finance still blocked from raising money from the public as FMA continues probe
Opinion: Mind the gap, the regulatory one. Why we need regulation of KiwiSaver providers' governance, related party transactions and audits
7th May 12, 4:39pm
12
Opinion: Mind the gap, the regulatory one. Why we need regulation of KiwiSaver providers' governance, related party transactions and audits
No Govt plans to introduce prudential regulation for KiwiSaver providers, Commerce Minsiter Craig Foss says, despite FMA CEO's concerns
3rd May 12, 4:32pm
No Govt plans to introduce prudential regulation for KiwiSaver providers, Commerce Minsiter Craig Foss says, despite FMA CEO's concerns
BusinessDesk: FMA probing related party transactions of the George Kerr controlled Pyne Gould Corporation
2nd May 12, 9:14am
BusinessDesk: FMA probing related party transactions of the George Kerr controlled Pyne Gould Corporation
Prudential regulation of KiwiSaver providers 'bit that's missing,' FMA CEO says of scheme govt, regulators have 'paramount duty' to ensure works for members
1st May 12, 5:26pm
7
Prudential regulation of KiwiSaver providers 'bit that's missing,' FMA CEO says of scheme govt, regulators have 'paramount duty' to ensure works for members