Liam Mason
Whistleblowing, fees, incentives and disclosure; the FMA tackles the tough stuff as it details its approach to regulating financial service providers
2nd Feb 17, 7:00am
2
Whistleblowing, fees, incentives and disclosure; the FMA tackles the tough stuff as it details its approach to regulating financial service providers
FMA keen to crack down on KiwiSaver providers distracting investors with flashy incentives
8th Nov 16, 3:01pm
4
FMA keen to crack down on KiwiSaver providers distracting investors with flashy incentives
FMA warns commissions paid to financial advisers risk bumping up the price of life insurance; Goldsmith remains adamant commissions won't be banned
29th Jun 16, 11:36am
7
FMA warns commissions paid to financial advisers risk bumping up the price of life insurance; Goldsmith remains adamant commissions won't be banned
FMA CEO Rob Everett says the regulator's exploring how NZ benchmark interest rates are set with banks and the NZFMA
25th May 16, 9:00am
2
FMA CEO Rob Everett says the regulator's exploring how NZ benchmark interest rates are set with banks and the NZFMA
Financial Markets Authority issues broad-based warning to investors, emphasizing caution towards 'big win' products & overseas operations
12th Apr 16, 1:34pm
Financial Markets Authority issues broad-based warning to investors, emphasizing caution towards 'big win' products & overseas operations
Survey results highlight public skepticism of financial advisers; underlines urgency for Financial Advisers Act overhaul
10th Dec 15, 3:06pm
1
Survey results highlight public skepticism of financial advisers; underlines urgency for Financial Advisers Act overhaul
Regulator wants to see financial institutions reward staff just as much for serving customers' interests as for meeting their sales targets
21st Nov 15, 5:02am
Regulator wants to see financial institutions reward staff just as much for serving customers' interests as for meeting their sales targets
Westpac 3rd bank to settle in rural interest rate swaps case with 38 customers to get $2.47 mln compensation
17th Feb 15, 10:09am
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Westpac 3rd bank to settle in rural interest rate swaps case with 38 customers to get $2.47 mln compensation
FMA undertaking 'large piece of work' on KiwiSaver providers' switching practices
12th Dec 14, 3:32pm
FMA undertaking 'large piece of work' on KiwiSaver providers' switching practices
Former Merrill Lynch executive Rob Everett to succeed Sean Hughes as Financial Markets Authority CEO
28th Nov 13, 9:56am
Former Merrill Lynch executive Rob Everett to succeed Sean Hughes as Financial Markets Authority CEO
Halcyon days coming to an end for unregulated property syndicates with Financial Markets Authority oversight looming
16th Nov 10, 4:09pm
19
Halcyon days coming to an end for unregulated property syndicates with Financial Markets Authority oversight looming
Bayleys targets a minimum of NZ$250,000 from up to 25 investors for Canterbury dairy farm syndicate
5th Nov 10, 11:32am
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Bayleys targets a minimum of NZ$250,000 from up to 25 investors for Canterbury dairy farm syndicate
Securities Commission says Botherway played no operational role in any Hubbard investigation
29th Sep 10, 11:29am
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Securities Commission says Botherway played no operational role in any Hubbard investigation