Financial Advisers

14 Jul 17, 10:05am
Melior Law and Regulation's Rebecca Sellers on how economics became a religion, the future of Fintech, the high price of sales culture, how to be a human leader and more
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21 Jun 17, 5:02am
The banking industry is seeking the public's views on its proposed new, dramatically thinned down, Code of Banking Practice. But is the new Code too vague?
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19 May 17, 10:43am
Independent complaints body warns: Don't cancel your old life insurance policy until the stand down period of your new one has lapsed
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10 May 17, 10:12am
IMF calls for FMA to immediately fill cracks in the system so 'all aspects of the insurance product life cycle' are regulated
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20 Apr 17, 9:36am
Major Aussie banks move quickly to act on recommendations they change how they pay retail banking staff, NZ banks 'support customer first obligations'
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9 Dec 16, 9:30am
Financial Markets Authority to step up anti-money laundering monitoring in 2017 & offer training in partnership with the Police Financial Intelligence Unit
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8 Aug 16, 10:13am
EY's Tameela Bandara says the FMA appears set to become a significantly more powerful regulator with increased discretion around decision-making
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29 Jun 16, 11:36am
FMA warns commissions paid to financial advisers risk bumping up the price of life insurance; Goldsmith remains adamant commissions won't be banned
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29 Apr 16, 8:15am
EY Law's Rebecca Sellers says plenty of work is going on to test NZ’s financial services regulation is meeting international best practice, but she warns technological advances can make laws quickly redundant
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10 Dec 15, 3:06pm
Survey results highlight public skepticism of financial advisers; underlines urgency for Financial Advisers Act overhaul
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21 Nov 15, 5:02am
Financial institutions must develop a culture owned and understood from the boardroom to the call centre to meet FMA's new sales & advice expectations, says EY's Rebecca Sellers
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12 Nov 15, 5:02am
Minister Paul Goldsmith admits he doesn't like the idea of the Govt directly regulating how insurers incentivise advisers to sell their products; says he'd rather a better 'disclosure regime'
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6 Aug 15, 5:05am
Life insurance industry expected to benefit if NZ follows in the footsteps of Australia & limits commissions paid to brokers and advisers
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1 Jul 15, 8:01am
Will Australia's crack-down on commissions paid to financial advisers cross the Ditch to NZ?
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27 May 15, 12:02pm
Government asks for advice on how to deal with offshore entities abusing NZ's Financial Service Providers Register
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27 Mar 15, 1:58pm
Major Australian banks have been rocked by financial advice scandals. How are their NZ subsidiaries, and NZ regulatory framework, placed to avoid these?
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8 Aug 14, 11:10am
Westpac restructures mortgage commissions for brokers and financial advisers
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17 Jun 14, 3:06pm
Financial markets watchdog prefers helping over enforcing, CEO Rob Everett says
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19 Oct 13, 9:58am
Advisers see few benefits from meeting new regulatory requirements, wants Government to promote them
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5 Sep 13, 12:05pm
Andrew Hrothgar Robinson alleged to have stolen $3 mln of investors' funds
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