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financial markets regulation

FMA's strategic risk focus to include conflicts of interest, mis-selling, KiwiSaver switching, incentive arrangements and fee-driven behaviour
11th Dec 14, 12:00pm
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FMA's strategic risk focus to include conflicts of interest, mis-selling, KiwiSaver switching, incentive arrangements and fee-driven behaviour
BNZ CEO Anthony Healy says peer-to-peer lending 'really interesting' but he expects more regulation of it
3rd Oct 14, 4:15pm
BNZ CEO Anthony Healy says peer-to-peer lending 'really interesting' but he expects more regulation of it
FMA boss Rob Everett says complacency is his biggest regulatory fear
26th Sep 14, 5:00am
FMA boss Rob Everett says complacency is his biggest regulatory fear
The FMA brought more cases to court in June year as it completed finance company investigations
25th Sep 14, 2:59pm
The FMA brought more cases to court in June year as it completed finance company investigations
FMA director of compliance says peer-to-peer lending is for investors with a good understanding of risk and an appetite to take that risk on
5th Sep 14, 7:08am
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FMA director of compliance says peer-to-peer lending is for investors with a good understanding of risk and an appetite to take that risk on
Simon Botherway on global policy responses to the GFC, back to the future for banking, disintermediation, cloud-hosted software services, Dilbert & more
8th Aug 14, 10:00am
by Guest
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Simon Botherway on global policy responses to the GFC, back to the future for banking, disintermediation, cloud-hosted software services, Dilbert & more
EY says maintaining system stability is likely to trump competition in Australian financial system inquiry
25th Jul 14, 3:00pm
by Guest
EY says maintaining system stability is likely to trump competition in Australian financial system inquiry
FMA's Elaine Campbell says regulator will watch closely to see if P2P 'promotional' regulatory settings remain appropriate as sector gets up and running in NZ
9th Jul 14, 4:16pm
FMA's Elaine Campbell says regulator will watch closely to see if P2P 'promotional' regulatory settings remain appropriate as sector gets up and running in NZ
Retail investor confidence undergoing a 'resurgence' but there's more work to do yet, says departing FMA boss Sean Hughes
10th Dec 13, 3:29pm
Retail investor confidence undergoing a 'resurgence' but there's more work to do yet, says departing FMA boss Sean Hughes
Rabobank NZ says no local staff were involved in, or aware of, behaviour that saw its Dutch parent pay €774m to settle regulatory probes into Libor and Euribor rigging
2nd Dec 13, 7:00am
Rabobank NZ says no local staff were involved in, or aware of, behaviour that saw its Dutch parent pay €774m to settle regulatory probes into Libor and Euribor rigging
Former Merrill Lynch executive Rob Everett to succeed Sean Hughes as Financial Markets Authority CEO
28th Nov 13, 9:56am
Former Merrill Lynch executive Rob Everett to succeed Sean Hughes as Financial Markets Authority CEO
Big four banks to pay NZ$350,000 each annually in financial service provider levies
7th Jun 12, 9:25am
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Big four banks to pay NZ$350,000 each annually in financial service provider levies
ANZ, NZ's 'biggest taxpayer,' grumpy at prospect of paying NZ$800,000 a year to help fund Financial Markets Authority
22nd Jul 11, 4:38pm
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ANZ, NZ's 'biggest taxpayer,' grumpy at prospect of paying NZ$800,000 a year to help fund Financial Markets Authority
Opinion: Why the Feltex debacle must never happen again: NZX couldn't withstand another credibility hit like this
17th May 11, 4:28pm
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Opinion: Why the Feltex debacle must never happen again: NZX couldn't withstand another credibility hit like this
Chairman of new financial markets regulator wants New Zealand to be seen as 'a good place to invest'
2nd May 11, 1:40pm
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Chairman of new financial markets regulator wants New Zealand to be seen as 'a good place to invest'
Watch out white collar criminals on bicycles, the FMA has the power to search your bike
19th Apr 11, 4:05pm
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Watch out white collar criminals on bicycles, the FMA has the power to search your bike
Govt's new 'super' financial markets regulator says restoring investor confidence requires 'everybody rolling up their sleeves'
8th Apr 11, 4:03pm
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Govt's new 'super' financial markets regulator says restoring investor confidence requires 'everybody rolling up their sleeves'
Banks baulk at prospect of helping fund the Government's Financial Markets Authority
8th Feb 11, 4:30pm
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Banks baulk at prospect of helping fund the Government's Financial Markets Authority
Simon Botherway says new regulator needs about twice Securities Commission's budget to boost confidence
27th Oct 10, 3:57pm
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Simon Botherway says new regulator needs about twice Securities Commission's budget to boost confidence
Ex-pat Kiwi and ASIC executive Sean Hughes to head government's new super financial regulator
20th Oct 10, 9:44am
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Ex-pat Kiwi and ASIC executive Sean Hughes to head government's new super financial regulator