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financial service providers register

Financial Markets Authority warns material published by New Zealand company Vivier and Company Ltd has the potential to mislead investors
11th Aug 21, 2:40pm
Financial Markets Authority warns material published by New Zealand company Vivier and Company Ltd has the potential to mislead investors
Commerce & Consumer Affairs Minister David Clark happy to leave serious allegations about NZ company Vivier, stretching over years, to MBIE's complaints process
12th Apr 21, 2:27pm
5
Commerce & Consumer Affairs Minister David Clark happy to leave serious allegations about NZ company Vivier, stretching over years, to MBIE's complaints process
Pegasus Markets director Michael Reps sentenced to community detention and community work in FMA prosecution, and can't serve as the director of a NZ financial services provider for five years
3rd Mar 21, 4:46pm
8
Pegasus Markets director Michael Reps sentenced to community detention and community work in FMA prosecution, and can't serve as the director of a NZ financial services provider for five years
Gareth Vaughan charts his journey as a witness in a Financial Markets Authority court case against a New Zealand registered company and its NZ resident director
9th Dec 20, 5:00am
6
Gareth Vaughan charts his journey as a witness in a Financial Markets Authority court case against a New Zealand registered company and its NZ resident director
NZ's Advanced Global Markets Ltd, with wife of infamous ex-pat Kiwi company agent as a director, is alleged to have taken millions of dollars from overseas investors via a foreign-exchange scam
24th Sep 20, 3:03pm
1
NZ's Advanced Global Markets Ltd, with wife of infamous ex-pat Kiwi company agent as a director, is alleged to have taken millions of dollars from overseas investors via a foreign-exchange scam
MBIE's Integrity and Enforcement Team probes alleged links between convicted British tax fraudster and NZ financial services companies
28th Jul 20, 8:38am
3
MBIE's Integrity and Enforcement Team probes alleged links between convicted British tax fraudster and NZ financial services companies
Broader questions raised about the David Hillary controlled NZ company Worldclear as one of its former employees remains holed up in a Singapore prison
13th Feb 20, 5:00am
4
Broader questions raised about the David Hillary controlled NZ company Worldclear as one of its former employees remains holed up in a Singapore prison
Gareth Vaughan details the curious situation of companies kicked off NZ's Financial Service Providers' Register effectively because they're deemed to be bringing NZ's reputation into disrepute overseas, being allowed to remain as registered NZ companies
26th Nov 19, 8:00am
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Gareth Vaughan details the curious situation of companies kicked off NZ's Financial Service Providers' Register effectively because they're deemed to be bringing NZ's reputation into disrepute overseas, being allowed to remain as registered NZ companies
Auckland Mayor Phil Goff denies claim by GC Group, which the FMA says has the potential to mislead investors, that it was the exclusive title sponsor for a campaign fundraising event during his re-election campaign
21st Nov 19, 6:18am
4
Auckland Mayor Phil Goff denies claim by GC Group, which the FMA says has the potential to mislead investors, that it was the exclusive title sponsor for a campaign fundraising event during his re-election campaign
FMA says investors may be misled about the extent to which AG Markets is regulated under New Zealand law after interest.co.nz highlights claims on the ex-NZ registered financial service provider's website
19th Nov 19, 12:22pm
1
FMA says investors may be misled about the extent to which AG Markets is regulated under New Zealand law after interest.co.nz highlights claims on the ex-NZ registered financial service provider's website
Why a company with one employee in NZ providing foreign exchange services via an online platform licenced by a Bahamas company and operated from a Hong Kong server was unable to overturn an FMA decision to kick it off NZ's FSPR
7th Nov 19, 12:16pm
10
Why a company with one employee in NZ providing foreign exchange services via an online platform licenced by a Bahamas company and operated from a Hong Kong server was unable to overturn an FMA decision to kick it off NZ's FSPR
FXBTG Financial Limited, the subject of a March interest.co.nz article, fails to have FMA directed removal from NZ's Financial Service Providers' Register overturned in court
4th Nov 19, 11:59am
1
FXBTG Financial Limited, the subject of a March interest.co.nz article, fails to have FMA directed removal from NZ's Financial Service Providers' Register overturned in court
Ministry of Business, Innovation & Employment to seek Cabinet approval soon for policy proposals that aim to improve the transparency of New Zealand company & limited partnership ownership
1st Nov 19, 6:00am
4
Ministry of Business, Innovation & Employment to seek Cabinet approval soon for policy proposals that aim to improve the transparency of New Zealand company & limited partnership ownership
Wellington Phoenix owner Welnix left out of pocket by sponsorship deal with unlicensed forex company Fullerton Markets
14th Oct 19, 12:00pm
1
Wellington Phoenix owner Welnix left out of pocket by sponsorship deal with unlicensed forex company Fullerton Markets
NZ's Blue Isle Markets Ltd named as a defendant in US SEC case alleging tens of millions of dollars in investor losses, some of which was used to fund a luxurious lifestyle for defendants 
20th Sep 19, 11:18am
1
NZ's Blue Isle Markets Ltd named as a defendant in US SEC case alleging tens of millions of dollars in investor losses, some of which was used to fund a luxurious lifestyle for defendants 
As ASIC proposes a major crackdown on the peddling of high risk derivative products to retail investors, Gareth Vaughan looks at where the FMA & NZ Government sit on products compared with gambling
7th Sep 19, 8:51am
5
As ASIC proposes a major crackdown on the peddling of high risk derivative products to retail investors, Gareth Vaughan looks at where the FMA & NZ Government sit on products compared with gambling
Department of Internal Affairs says Regus Management has failed to meet requirements under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009
17th Jul 19, 9:04am
Department of Internal Affairs says Regus Management has failed to meet requirements under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009
As Facebook spruiks Libra and the key global anti-money laundering overseer says virtual asset service providers must be regulated, what have NZ regulators got to say?
27th Jun 19, 5:00am
5
As Facebook spruiks Libra and the key global anti-money laundering overseer says virtual asset service providers must be regulated, what have NZ regulators got to say?
Liquidator of ex-NZ financial service provider Asia Finance Corporation, previously London Capital NZ, doesn't believe four of seven creditors exist
17th May 19, 7:02am
2
Liquidator of ex-NZ financial service provider Asia Finance Corporation, previously London Capital NZ, doesn't believe four of seven creditors exist
Security Placements Holding, a media shy unlicensed New Zealand registered provider of online derivatives services, set to be caught by changes to the Financial Service Providers' Register
25th Apr 19, 9:31am
1
Security Placements Holding, a media shy unlicensed New Zealand registered provider of online derivatives services, set to be caught by changes to the Financial Service Providers' Register
FXBTG Financial chases its dream 'indomitably' from NZ's Financial Service Providers' Register as at least 3 overseas regulators issue warnings
13th Mar 19, 7:22am
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FXBTG Financial chases its dream 'indomitably' from NZ's Financial Service Providers' Register as at least 3 overseas regulators issue warnings
A resurrection; How Etana Custody Ltd, a company whose CEO & major shareholder has never been to New Zealand, got kicked off NZ's financial service providers' register and then got itself back on
5th Mar 19, 5:00am
3
A resurrection; How Etana Custody Ltd, a company whose CEO & major shareholder has never been to New Zealand, got kicked off NZ's financial service providers' register and then got itself back on
NZ companies, financial service providers and internet domain names embroiled in alleged crime wave at the centre of an extradition battle between the USA and Russia over Russian Alexander Vinnik
21st Feb 19, 5:00am
4
NZ companies, financial service providers and internet domain names embroiled in alleged crime wave at the centre of an extradition battle between the USA and Russia over Russian Alexander Vinnik
Salvation Army’s State of the Nation report lumps debt and fringe lending in with alcohol consumption, drug taking and gambling in the social hazards section
13th Feb 19, 3:14pm
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Salvation Army’s State of the Nation report lumps debt and fringe lending in with alcohol consumption, drug taking and gambling in the social hazards section
MBIE strongly opposed to the introduction of a comprehensive creditor licensing regime as part of government's loan shark crackdown
23rd Oct 18, 2:51pm
2
MBIE strongly opposed to the introduction of a comprehensive creditor licensing regime as part of government's loan shark crackdown