financial markets regulation

16th Dec 19, 9:56am
Annual financial statements from ANZ's UDC Finance refer to 'various notices and requests for information from its regulators as part of both industry-wide and UDC-specific reviews'; Spokeswoman only points to ComCom case
Annual financial statements from ANZ's UDC Finance refer to 'various notices and requests for information from its regulators as part of both industry-wide and UDC-specific reviews'; Spokeswoman only points to ComCom case
16th Dec 19, 9:56am
29th Nov 19, 4:13pm
Council of Financial Regulators says climate change, financial inclusion and consumer engagement, residential property insurance, plus conduct and governance are on its agenda
Council of Financial Regulators says climate change, financial inclusion and consumer engagement, residential property insurance, plus conduct and governance are on its agenda
29th Nov 19, 4:13pm
26th Nov 19, 8:00am
Gareth Vaughan details the curious situation of companies kicked off NZ's Financial Service Providers' Register effectively because they're deemed to be bringing NZ's reputation into disrepute overseas, being allowed to remain as registered NZ companies
Gareth Vaughan details the curious situation of companies kicked off NZ's Financial Service Providers' Register effectively because they're deemed to be bringing NZ's reputation into disrepute overseas, being allowed to remain as registered NZ companies
26th Nov 19, 8:00am
21st Nov 19, 6:18am
Auckland Mayor Phil Goff denies claim by GC Group, which the FMA says has the potential to mislead investors, that it was the exclusive title sponsor for a campaign fundraising event during his re-election campaign
Auckland Mayor Phil Goff denies claim by GC Group, which the FMA says has the potential to mislead investors, that it was the exclusive title sponsor for a campaign fundraising event during his re-election campaign
21st Nov 19, 6:18am
[Updated]
4th Nov 19, 11:59am
FXBTG Financial Limited, the subject of a March interest.co.nz article, fails to have FMA directed removal from NZ's Financial Service Providers' Register overturned in court
[Updated]
FXBTG Financial Limited, the subject of a March interest.co.nz article, fails to have FMA directed removal from NZ's Financial Service Providers' Register overturned in court
4th Nov 19, 11:59am
29th Oct 19, 11:55am
Financial Markets Authority’s annual litigation budget being increased by $4 million to $6 million to boost its ability to strengthen enforcement capability
Financial Markets Authority’s annual litigation budget being increased by $4 million to $6 million to boost its ability to strengthen enforcement capability
29th Oct 19, 11:55am
2nd Oct 19, 11:52am
Preparing to take on conduct licensing, the FMA appoints Clare Bolingford from its UK equivalent to the new role of Director of Banking and Insurance
Preparing to take on conduct licensing, the FMA appoints Clare Bolingford from its UK equivalent to the new role of Director of Banking and Insurance
2nd Oct 19, 11:52am
26th Sep 19, 9:38am
Government's proposed conduct licensing regime for financial service providers features a high-level fair treatment standard across all retail customer related parts of their business
Government's proposed conduct licensing regime for financial service providers features a high-level fair treatment standard across all retail customer related parts of their business
26th Sep 19, 9:38am
[Updated]
17th Sep 19, 10:11am
Commerce & Consumer Affairs Minister Kris Faafoi pledges measures to improve financial services sector conduct shortly as regulators bemoan poor life insurer conduct and culture
[Updated]
Commerce & Consumer Affairs Minister Kris Faafoi pledges measures to improve financial services sector conduct shortly as regulators bemoan poor life insurer conduct and culture
17th Sep 19, 10:11am
[Updated]
9th Sep 19, 4:50pm
Capital markets review recommends changes to KiwiSaver to help lift the level of kiwis' engagement with & interest in investment so more New Zealanders actively participate to create personal wealth
[Updated]
Capital markets review recommends changes to KiwiSaver to help lift the level of kiwis' engagement with & interest in investment so more New Zealanders actively participate to create personal wealth
9th Sep 19, 4:50pm
27th Aug 19, 7:37am
PartPay CEO John O’Sullivan says buy now, pay later service providers will expand into all sorts of areas and services given they can be used anywhere someone wants to pay for something in instalments
PartPay CEO John O’Sullivan says buy now, pay later service providers will expand into all sorts of areas and services given they can be used anywhere someone wants to pay for something in instalments
27th Aug 19, 7:37am
14th Aug 19, 1:52pm
Case against ANZ by investors in Ross Asset Management likely to be held next year, with investors claiming in excess of $50 million against the bank
Case against ANZ by investors in Ross Asset Management likely to be held next year, with investors claiming in excess of $50 million against the bank
14th Aug 19, 1:52pm
6th Aug 19, 9:45am
Financial Markets Authority to bolster its monitoring of cyber-resilience as it warns that New Zealand is just as exposed to cyber threats as any other developed nation
Financial Markets Authority to bolster its monitoring of cyber-resilience as it warns that New Zealand is just as exposed to cyber threats as any other developed nation
6th Aug 19, 9:45am
5th Aug 19, 11:37am
by Guest
Bell Gully's David Craig details how a new bill gives regulators sweeping crisis management powers over financial market infrastructures deemed to be systemically important, mirroring powers the RBNZ has over banks
Bell Gully's David Craig details how a new bill gives regulators sweeping crisis management powers over financial market infrastructures deemed to be systemically important, mirroring powers the RBNZ has over banks
5th Aug 19, 11:37am
23rd Jul 19, 5:11pm
Syndicated Trusts slapped with Financial Markets Authority Stop Order over adverts 'likely to confuse or mislead people' that 'may have been making unsubstantiated statements'
Syndicated Trusts slapped with Financial Markets Authority Stop Order over adverts 'likely to confuse or mislead people' that 'may have been making unsubstantiated statements'
23rd Jul 19, 5:11pm
[Updated]
12th Jul 19, 9:07pm
The Financial Markets Authority says filing of legal action against ANZ by RAM investors is the 'right result'
[Updated]
The Financial Markets Authority says filing of legal action against ANZ by RAM investors is the 'right result'
12th Jul 19, 9:07pm
27th Jun 19, 5:00am
As Facebook spruiks Libra and the key global anti-money laundering overseer says virtual asset service providers must be regulated, what have NZ regulators got to say?
As Facebook spruiks Libra and the key global anti-money laundering overseer says virtual asset service providers must be regulated, what have NZ regulators got to say?
27th Jun 19, 5:00am
14th Jun 19, 4:46pm
Afterpay falling foul of AUSTRAC highlights the regulatory challenges facing newcomers to the financial services sector, Gareth Vaughan says
Afterpay falling foul of AUSTRAC highlights the regulatory challenges facing newcomers to the financial services sector, Gareth Vaughan says
14th Jun 19, 4:46pm
13th Jun 19, 2:35pm
Australian anti-money laundering regulator AUSTRAC identifies concerns with buy now, pay later service provider Afterpay's AML/CFT compliance and orders probe by external auditor
Australian anti-money laundering regulator AUSTRAC identifies concerns with buy now, pay later service provider Afterpay's AML/CFT compliance and orders probe by external auditor
13th Jun 19, 2:35pm
30th May 19, 10:23am
RBNZ says upgrades to its key financial market infrastructures ESAS and NZClear are behind schedule, won't commit to a new go-live date
RBNZ says upgrades to its key financial market infrastructures ESAS and NZClear are behind schedule, won't commit to a new go-live date
30th May 19, 10:23am

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