FMA

18th Oct 19, 2:41pm
CBL shareholders seek redress for failure of the $747 million company; Harbour Asset Management and Argo Investments to lead class action against former directors
CBL shareholders seek redress for failure of the $747 million company; Harbour Asset Management and Argo Investments to lead class action against former directors
18th Oct 19, 2:41pm
[Updated]
10th Oct 19, 5:00am
Fees, nerves, and first-home-buyer activity - what the FMA's annual KiwiSaver report tells us about the state of our retirement savings scheme
[Updated]
Fees, nerves, and first-home-buyer activity - what the FMA's annual KiwiSaver report tells us about the state of our retirement savings scheme
10th Oct 19, 5:00am
7th Oct 19, 8:01am
The Financial Markets Authority moves to establish guidelines for the 'flavour of the month' green bond market against the backdrop of growing international concerns about climate change
The Financial Markets Authority moves to establish guidelines for the 'flavour of the month' green bond market against the backdrop of growing international concerns about climate change
7th Oct 19, 8:01am
3rd Oct 19, 1:31pm
If you need to find an alternative to very low term deposit interest rate returns, Martin Hawes has some guidance on how you should approach the change
If you need to find an alternative to very low term deposit interest rate returns, Martin Hawes has some guidance on how you should approach the change
3rd Oct 19, 1:31pm
2nd Oct 19, 11:52am
Preparing to take on conduct licensing, the FMA appoints Clare Bolingford from its UK equivalent to the new role of Director of Banking and Insurance
Preparing to take on conduct licensing, the FMA appoints Clare Bolingford from its UK equivalent to the new role of Director of Banking and Insurance
2nd Oct 19, 11:52am
30th Sep 19, 8:41am
Commerce and Consumer Affairs Minister Kris Faafoi says he doesn't want to call a financial services royal commission but improvements to conduct and culture are needed
Commerce and Consumer Affairs Minister Kris Faafoi says he doesn't want to call a financial services royal commission but improvements to conduct and culture are needed
30th Sep 19, 8:41am
27th Sep 19, 5:00am
Competitors and regulators weigh in on Harmoney founder Neil Roberts' view that there's no viable peer-to-peer lending model in New Zealand under existing laws
Competitors and regulators weigh in on Harmoney founder Neil Roberts' view that there's no viable peer-to-peer lending model in New Zealand under existing laws
27th Sep 19, 5:00am
26th Sep 19, 9:38am
Government's proposed conduct licensing regime for financial service providers features a high-level fair treatment standard across all retail customer related parts of their business
Government's proposed conduct licensing regime for financial service providers features a high-level fair treatment standard across all retail customer related parts of their business
26th Sep 19, 9:38am
26th Sep 19, 5:00am
Harmoney's Neil Roberts says the P2P lender, which launched in September 2014, has been 'slowly operating a pivot and moving to lending our own money' since 2015
Harmoney's Neil Roberts says the P2P lender, which launched in September 2014, has been 'slowly operating a pivot and moving to lending our own money' since 2015
26th Sep 19, 5:00am
[Updated]
25th Sep 19, 12:30pm
Government's proposed conduct licensing regime for financial service providers will make them accountable for sales to consumers by contracted intermediaries & ban target-based sales incentives
[Updated]
Government's proposed conduct licensing regime for financial service providers will make them accountable for sales to consumers by contracted intermediaries & ban target-based sales incentives
25th Sep 19, 12:30pm
[Updated]
20th Sep 19, 11:18am
NZ's Blue Isle Markets Ltd named as a defendant in US SEC case alleging tens of millions of dollars in investor losses, some of which was used to fund a luxurious lifestyle for defendants 
[Updated]
NZ's Blue Isle Markets Ltd named as a defendant in US SEC case alleging tens of millions of dollars in investor losses, some of which was used to fund a luxurious lifestyle for defendants 
20th Sep 19, 11:18am
18th Sep 19, 12:54pm
Gareth Vaughan highlights the limited comments on banking in a report on growing NZ's capital markets, and probes how much healthier the equity market would look if the big 4 banks were listed
Gareth Vaughan highlights the limited comments on banking in a report on growing NZ's capital markets, and probes how much healthier the equity market would look if the big 4 banks were listed
18th Sep 19, 12:54pm
[Updated]
17th Sep 19, 10:11am
Commerce & Consumer Affairs Minister Kris Faafoi pledges measures to improve financial services sector conduct shortly as regulators bemoan poor life insurer conduct and culture
[Updated]
Commerce & Consumer Affairs Minister Kris Faafoi pledges measures to improve financial services sector conduct shortly as regulators bemoan poor life insurer conduct and culture
17th Sep 19, 10:11am
16th Sep 19, 11:42am
ANZ NZ gives nothing away on where its process to find a permanent successor to ex-CEO David Hisco is at as Brits review bank executive regime NZ government is looking at
ANZ NZ gives nothing away on where its process to find a permanent successor to ex-CEO David Hisco is at as Brits review bank executive regime NZ government is looking at
16th Sep 19, 11:42am
15th Sep 19, 6:31am
Shadow Finance Minister Paul Goldsmith on how he's yet to be convinced bank conduct needs regulation, why foreign capital restrictions are counter-productive and why fiscal stimulus isn't what the economy needs
Shadow Finance Minister Paul Goldsmith on how he's yet to be convinced bank conduct needs regulation, why foreign capital restrictions are counter-productive and why fiscal stimulus isn't what the economy needs
15th Sep 19, 6:31am
[Updated]
13th Sep 19, 10:58am
Financial Markets Authority considering prosecuting life insurers over sales tactics; says 'there will be more remediation, more repayments to consumers'; Commerce and Consumer Affairs Minister warns NZ isn't immune from a royal commission
[Updated]
Financial Markets Authority considering prosecuting life insurers over sales tactics; says 'there will be more remediation, more repayments to consumers'; Commerce and Consumer Affairs Minister warns NZ isn't immune from a royal commission
13th Sep 19, 10:58am
[Updated]
9th Sep 19, 4:50pm
Capital markets review recommends changes to KiwiSaver to help lift the level of kiwis' engagement with & interest in investment so more New Zealanders actively participate to create personal wealth
[Updated]
Capital markets review recommends changes to KiwiSaver to help lift the level of kiwis' engagement with & interest in investment so more New Zealanders actively participate to create personal wealth
9th Sep 19, 4:50pm
7th Sep 19, 8:51am
As ASIC proposes a major crackdown on the peddling of high risk derivative products to retail investors, Gareth Vaughan looks at where the FMA & NZ Government sit on products compared with gambling
As ASIC proposes a major crackdown on the peddling of high risk derivative products to retail investors, Gareth Vaughan looks at where the FMA & NZ Government sit on products compared with gambling
7th Sep 19, 8:51am
[Updated]
22nd Aug 19, 3:10pm
FMA says ANZ NZ should have disclosed the sale of an Auckland house to the wife of its former CEO David Hisco as a related party transaction, questions role of auditor KPMG
[Updated]
FMA says ANZ NZ should have disclosed the sale of an Auckland house to the wife of its former CEO David Hisco as a related party transaction, questions role of auditor KPMG
22nd Aug 19, 3:10pm
14th Aug 19, 5:09pm
Government review of KiwiSaver default provider arrangements probes potential support for New Zealand capital markets development, fee reductions and more
Government review of KiwiSaver default provider arrangements probes potential support for New Zealand capital markets development, fee reductions and more
14th Aug 19, 5:09pm

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