sign up log in
Want to go ad-free? Find out how, here.

FMA

Gary Hughes says perhaps the AML/CFT Statutory Review is a prime opportunity to remind policy-makers that small steps can be taken to ‘right-size’ the rules for local conditions
18th Oct 21, 10:43am
by Guest
1
Gary Hughes says perhaps the AML/CFT Statutory Review is a prime opportunity to remind policy-makers that small steps can be taken to ‘right-size’ the rules for local conditions
Gary Hughes provides a roadmap for navigating the Ministry of Justice AML/CFT Statutory Review
16th Oct 21, 9:35am
by Guest
9
Gary Hughes provides a roadmap for navigating the Ministry of Justice AML/CFT Statutory Review
Financial Markets Authority encourages retail investors to follow the '5 D’s of DIY investing' as part of world investor week push
4th Oct 21, 6:10pm
Financial Markets Authority encourages retail investors to follow the '5 D’s of DIY investing' as part of world investor week push
Some 263,000 people set to have their savings shifted to a new KiwiSaver scheme under the new default provider arrangements
29th Sep 21, 2:54pm
5
Some 263,000 people set to have their savings shifted to a new KiwiSaver scheme under the new default provider arrangements
KiwiSaver members see benefits of large fiscal and monetary stimulus, as returns soar
28th Sep 21, 11:10am
10
KiwiSaver members see benefits of large fiscal and monetary stimulus, as returns soar
Gareth Vaughan hopes the Financial Markets Authority under its incoming CEO will stand up for the little guys, the ma and pa retail investors, and not be too tied up with the big end of town
15th Sep 21, 3:00pm
6
Gareth Vaughan hopes the Financial Markets Authority under its incoming CEO will stand up for the little guys, the ma and pa retail investors, and not be too tied up with the big end of town
Our financial markets regulator is warning of three 'unique' types of scams on the rise since the start of Covid-19
15th Sep 21, 9:06am
6
Our financial markets regulator is warning of three 'unique' types of scams on the rise since the start of Covid-19
Samantha Barrass, who has financial markets regulation experience in Gibraltar and Britain, named new Financial Markets Authority CEO. FMA confident Gibraltar employment matter raises no issues of concern
13th Sep 21, 12:30pm
11
Samantha Barrass, who has financial markets regulation experience in Gibraltar and Britain, named new Financial Markets Authority CEO. FMA confident Gibraltar employment matter raises no issues of concern
Financial Markets Authority formally warns online investing platform Sharesies for failing to have sufficient anti-money laundering procedures, policies, and controls in place
23rd Aug 21, 11:07am
6
Financial Markets Authority formally warns online investing platform Sharesies for failing to have sufficient anti-money laundering procedures, policies, and controls in place
Financial Markets Authority accuses CEO of NZX-listed New Talisman Gold Mines, Matthew Hill, of market manipulation for anonymous posts on online investor forum
12th Aug 21, 10:24am
21
Financial Markets Authority accuses CEO of NZX-listed New Talisman Gold Mines, Matthew Hill, of market manipulation for anonymous posts on online investor forum
Financial Markets Authority warns material published by New Zealand company Vivier and Company Ltd has the potential to mislead investors
11th Aug 21, 2:40pm
Financial Markets Authority warns material published by New Zealand company Vivier and Company Ltd has the potential to mislead investors
The Ministry of Business, Innovation and Employment proposes adding 'conduct' test to list of approvals required when a financial institution changes ownership
4th Aug 21, 6:42am
3
The Ministry of Business, Innovation and Employment proposes adding 'conduct' test to list of approvals required when a financial institution changes ownership
Financial Markets Authority says life insurer AIA has admitted making false and/or misleading representations to customers and faces a paying a penalty of $700,000
29th Jul 21, 12:11pm
2
Financial Markets Authority says life insurer AIA has admitted making false and/or misleading representations to customers and faces a paying a penalty of $700,000
The ACT Party wants to get the ball rolling on finding a less burdensome and less complicated way for New Zealand businesses to comply with international anti-money laundering expectations
28th Jul 21, 11:02am
24
The ACT Party wants to get the ball rolling on finding a less burdensome and less complicated way for New Zealand businesses to comply with international anti-money laundering expectations
FMA review prompts insurers to refund customers they over-charged and remove shonky products from the market; Poor performers unnamed and not prosecuted
22nd Jul 21, 5:00am
30
FMA review prompts insurers to refund customers they over-charged and remove shonky products from the market; Poor performers unnamed and not prosecuted
FMA says no evidence to support regulatory action after inquiries into Fonterra’s 2019 financial statements and complaints about Beingmate & China Farms valuations
9th Jul 21, 9:25am
by admin
FMA says no evidence to support regulatory action after inquiries into Fonterra’s 2019 financial statements and complaints about Beingmate & China Farms valuations
The number of people holding shares rises and the number of people with term deposits drops as FMA commissioned survey shows increase in investor confidence
7th Jul 21, 1:57pm
13
The number of people holding shares rises and the number of people with term deposits drops as FMA commissioned survey shows increase in investor confidence
Research commissioned by the Financial Markets Authority shows large numbers of people who switched to low risk funds at the peak of market volatility have not returned to high growth funds
17th Jun 21, 5:01am
11
Research commissioned by the Financial Markets Authority shows large numbers of people who switched to low risk funds at the peak of market volatility have not returned to high growth funds
Westpac New Zealand receiving help from consultancy Deloitte with 'IT uplift plan'
31st May 21, 10:54am
Westpac New Zealand receiving help from consultancy Deloitte with 'IT uplift plan'
A closer look at how much of a task it's going to be shifting billions of dollars invested by default KiwiSaver members to new providers and higher risk/return funds
15th May 21, 5:00am
36
A closer look at how much of a task it's going to be shifting billions of dollars invested by default KiwiSaver members to new providers and higher risk/return funds
Financial Markets Authority says advertising returns for the 12-month period to March 2021 could mislead investors - as it shows none of the severe February-March selloff in the markets last year but all of the subsequent recovery
21st Apr 21, 9:18am
2
Financial Markets Authority says advertising returns for the 12-month period to March 2021 could mislead investors - as it shows none of the severe February-March selloff in the markets last year but all of the subsequent recovery
FMA expects some investment fund fees to fall, as it releases guidance on how fund managers need to make the case they're providing value for money
14th Apr 21, 7:30am
3
FMA expects some investment fund fees to fall, as it releases guidance on how fund managers need to make the case they're providing value for money
Commerce & Consumer Affairs Minister David Clark happy to leave serious allegations about NZ company Vivier, stretching over years, to MBIE's complaints process
12th Apr 21, 2:27pm
5
Commerce & Consumer Affairs Minister David Clark happy to leave serious allegations about NZ company Vivier, stretching over years, to MBIE's complaints process
NZ's Vivier & Company, allegedly run by a convicted British fraudster, is accused by a NZ foreign trust of failing to provide insurance and pay interest on $4m of deposits. So what was the point of the FMA's action against Vivier 5 years ago?
1st Apr 21, 12:03pm
5
NZ's Vivier & Company, allegedly run by a convicted British fraudster, is accused by a NZ foreign trust of failing to provide insurance and pay interest on $4m of deposits. So what was the point of the FMA's action against Vivier 5 years ago?
Financial Markets Authority CEO Rob Everett to depart in September, executive recruitment company hired to help find successor
16th Mar 21, 10:19am
2
Financial Markets Authority CEO Rob Everett to depart in September, executive recruitment company hired to help find successor