Financial Markets Conduct Act

7th Sep 19, 8:51am
As ASIC proposes a major crackdown on the peddling of high risk derivative products to retail investors, Gareth Vaughan looks at where the FMA & NZ Government sit on products compared with gambling
As ASIC proposes a major crackdown on the peddling of high risk derivative products to retail investors, Gareth Vaughan looks at where the FMA & NZ Government sit on products compared with gambling
7th Sep 19, 8:51am
6th Aug 19, 11:04am
Westpac NZ refunding about 93,000 customers overcharged about $7 million after self-reporting the issues to the Financial Markets Authority and the Commerce Commission
Westpac NZ refunding about 93,000 customers overcharged about $7 million after self-reporting the issues to the Financial Markets Authority and the Commerce Commission
6th Aug 19, 11:04am
7th Mar 19, 12:29pm
Harmoney founder says $50 million securitisation programme with BNZ doesn't mean any changes for retail investors
Harmoney founder says $50 million securitisation programme with BNZ doesn't mean any changes for retail investors
7th Mar 19, 12:29pm
[Updated]
3rd Apr 17, 10:04am
FMA CEO Rob Everett tells Kiwi retail investors if you must dabble with short-term derivative products do so with locally licensed firms, not overseas-based cold callers
[Updated]
FMA CEO Rob Everett tells Kiwi retail investors if you must dabble with short-term derivative products do so with locally licensed firms, not overseas-based cold callers
3rd Apr 17, 10:04am
15th Feb 17, 7:42am
FMA puts spotlight on complex financial products aimed at attracting yield seekers; Works with KiwiSaver providers to mitigate looming rate rise turbulence 
FMA puts spotlight on complex financial products aimed at attracting yield seekers; Works with KiwiSaver providers to mitigate looming rate rise turbulence 
15th Feb 17, 7:42am
2nd Feb 17, 7:00am
Whistleblowing, fees, incentives and disclosure; the FMA tackles the tough stuff as it details its approach to regulating financial service providers
Whistleblowing, fees, incentives and disclosure; the FMA tackles the tough stuff as it details its approach to regulating financial service providers
2nd Feb 17, 7:00am
13th Oct 16, 10:25am
Financial Markets Authority says it's purpose is not to advocate for Harmoney as P2P lender's dispute with the Commerce Commission ratchets up a notch
Financial Markets Authority says it's purpose is not to advocate for Harmoney as P2P lender's dispute with the Commerce Commission ratchets up a notch
13th Oct 16, 10:25am
25th Jul 16, 7:39am
FMA CEO Rob Everett warns financial service providers not to be complacent about the fact that most people have to deal with them
FMA CEO Rob Everett warns financial service providers not to be complacent about the fact that most people have to deal with them
25th Jul 16, 7:39am
12th Apr 16, 1:34pm
Financial Markets Authority issues broad-based warning to investors, emphasizing caution towards 'big win' products & overseas operations
Financial Markets Authority issues broad-based warning to investors, emphasizing caution towards 'big win' products & overseas operations
12th Apr 16, 1:34pm
21st Nov 15, 5:02am
Regulator wants to see financial institutions reward staff just as much for serving customers' interests as for meeting their sales targets
Regulator wants to see financial institutions reward staff just as much for serving customers' interests as for meeting their sales targets
21st Nov 15, 5:02am
29th Apr 15, 5:00pm
FMA has 'the tools and resources it needs to carry out its functions' despite peer-to-peer, crowd funding licence applicant delays, Paul Goldsmith says
FMA has 'the tools and resources it needs to carry out its functions' despite peer-to-peer, crowd funding licence applicant delays, Paul Goldsmith says
29th Apr 15, 5:00pm