Financial Markets Conduct Act

IAG NZ self reporting to FMA results in civil court case alleging breaches of the Financial Markets Conduct Act

IAG NZ self reporting to FMA results in civil court case alleging breaches of the Financial Markets Conduct Act

Simon Papa probes whether the FMA’s outcomes guide is a revolution in financial regulation

Simon Papa probes whether the FMA’s outcomes guide is a revolution in financial regulation

FMA files civil proceedings against ASB relating to the alleged overcharging of 25,497 customers by about $4.3mln

FMA files civil proceedings against ASB relating to the alleged overcharging of 25,497 customers by about $4.3mln

AA Insurance ordered to pay almost $6.2 million penalty after overcharging tens of thousands of customers $11 million by failing to apply discounts and misleading marketing material

AA Insurance ordered to pay almost $6.2 million penalty after overcharging tens of thousands of customers $11 million by failing to apply discounts and misleading marketing material

The Financial Markets Authority cautions two Southern Cross entities for neglecting to apply advertised discounts on insurance products, causing almost $600,000 in overcharged premiums

The Financial Markets Authority cautions two Southern Cross entities for neglecting to apply advertised discounts on insurance products, causing almost $600,000 in overcharged premiums

National's Andrew Bayly on fair conduct, anti-money laundering and how open banking could help combat scams

National's Andrew Bayly on fair conduct, anti-money laundering and how open banking could help combat scams

FMA files court proceedings against AA Insurance for allegedly overcharging tens of thousands of customers

FMA files court proceedings against AA Insurance for allegedly overcharging tens of thousands of customers

FMA highlights the reporting of hundreds of conduct & culture issues from life insurers resulting in tens of millions of dollars of customer remediation

FMA highlights the reporting of hundreds of conduct & culture issues from life insurers resulting in tens of millions of dollars of customer remediation

FMA CEO Samantha Barrass on what keeps her up at night and what makes her want to 'put my head in my hands and weep'

FMA CEO Samantha Barrass on what keeps her up at night and what makes her want to 'put my head in my hands and weep'

FMA takes Kiwibank to court in relation to allegation it overcharged 35,000 customers over 15 years

FMA takes Kiwibank to court in relation to allegation it overcharged 35,000 customers over 15 years

Financial Markets Authority says life insurer AIA has admitted making false and/or misleading representations to customers and faces a paying a penalty of $700,000

Financial Markets Authority says life insurer AIA has admitted making false and/or misleading representations to customers and faces a paying a penalty of $700,000

FMA says no evidence to support regulatory action after inquiries into Fonterra’s 2019 financial statements and complaints about Beingmate & China Farms valuations

FMA says no evidence to support regulatory action after inquiries into Fonterra’s 2019 financial statements and complaints about Beingmate & China Farms valuations

Financial Markets Authority CEO Rob Everett to depart in September, executive recruitment company hired to help find successor

Financial Markets Authority CEO Rob Everett to depart in September, executive recruitment company hired to help find successor

The FMA says ANZ had admitted making misleading representations in providing credit card repayment insurance to some customers

The FMA says ANZ had admitted making misleading representations in providing credit card repayment insurance to some customers

As ASIC proposes a major crackdown on the peddling of high risk derivative products to retail investors, Gareth Vaughan looks at where the FMA & NZ Government sit on products compared with gambling

As ASIC proposes a major crackdown on the peddling of high risk derivative products to retail investors, Gareth Vaughan looks at where the FMA & NZ Government sit on products compared with gambling