Securities Commission
Financial Markets Authority highlights need for funding boost to enable it to probe conduct in the banking and insurance sectors
28th Jul 16, 11:22am
3
Financial Markets Authority highlights need for funding boost to enable it to probe conduct in the banking and insurance sectors
Opinion: Key empowering step missing from Govt's push to restore confidence of 'mum and dad' retail investors in financial markets
8th Dec 11, 4:05pm
15
Opinion: Key empowering step missing from Govt's push to restore confidence of 'mum and dad' retail investors in financial markets
Financial Markets Authority CEO Sean Hughes down plays prospect of using new powers to try and recoup NZ$3.45 bln lost by finance company investors
16th Sep 11, 4:02pm
Financial Markets Authority CEO Sean Hughes down plays prospect of using new powers to try and recoup NZ$3.45 bln lost by finance company investors
Opinion: The FMA needs to bring its long running, Securities Commission inherited probes into failed finance companies to a speedy conclusion
21st Jul 11, 4:12pm
1
Opinion: The FMA needs to bring its long running, Securities Commission inherited probes into failed finance companies to a speedy conclusion
Opinion: Why the Feltex debacle must never happen again: NZX couldn't withstand another credibility hit like this
17th May 11, 4:28pm
13
Opinion: Why the Feltex debacle must never happen again: NZX couldn't withstand another credibility hit like this
Chairman of new financial markets regulator wants New Zealand to be seen as 'a good place to invest'
2nd May 11, 1:40pm
6
Chairman of new financial markets regulator wants New Zealand to be seen as 'a good place to invest'
Why five directors of failed carpet maker Feltex are still in the gun
29th Apr 11, 4:01pm
Why five directors of failed carpet maker Feltex are still in the gun
New Financial Markets Authority to get NZ$24 mln funding this year, up from NZ$18 mln for current regulators
20th Apr 11, 10:47am
6
New Financial Markets Authority to get NZ$24 mln funding this year, up from NZ$18 mln for current regulators
Watch out white collar criminals on bicycles, the FMA has the power to search your bike
19th Apr 11, 4:05pm
5
Watch out white collar criminals on bicycles, the FMA has the power to search your bike
Opinion: Hey Hanover and Allied Farmers, stop fighting and give the NZ$5 million to ex-Hanover investors
18th Apr 11, 12:58pm
11
Opinion: Hey Hanover and Allied Farmers, stop fighting and give the NZ$5 million to ex-Hanover investors
Ex-finance company CEO lets rip at the Securities Commission, Reserve Bank rules and prospectuses
15th Apr 11, 4:21pm
4
Ex-finance company CEO lets rip at the Securities Commission, Reserve Bank rules and prospectuses
Govt's new 'super' financial markets regulator says restoring investor confidence requires 'everybody rolling up their sleeves'
8th Apr 11, 4:03pm
15
Govt's new 'super' financial markets regulator says restoring investor confidence requires 'everybody rolling up their sleeves'
Papers please: Regulator set to crack down on financial advisory sector with spot checks, cold calls and protection for whistleblowers
8th Apr 11, 12:57pm
4
Papers please: Regulator set to crack down on financial advisory sector with spot checks, cold calls and protection for whistleblowers
Securities Commission orders Whimp to correct 'misleading low ball' offers, threatens fines
18th Mar 11, 5:51pm
2
Securities Commission orders Whimp to correct 'misleading low ball' offers, threatens fines
New licensing requirements for financial industry falling into place with six Qualified Financial Entities named to date
15th Mar 11, 12:54pm
New licensing requirements for financial industry falling into place with six Qualified Financial Entities named to date
Select committee recommends new financial markets regulator gets ASIC-style power to target directors, auditors and trustees
2nd Mar 11, 2:21pm
7
Select committee recommends new financial markets regulator gets ASIC-style power to target directors, auditors and trustees
Amanda Morrall talks to Securities Commission director of supervision Angus Dale-Jones about new regulatory regime facing finance sector
1st Mar 11, 7:30pm
20
Amanda Morrall talks to Securities Commission director of supervision Angus Dale-Jones about new regulatory regime facing finance sector
Nuplex to pay NZ$3 mln to settle civil proceedings with Securities Commission over non-disclosure of loan covenant breaches
23rd Feb 11, 10:05am
1
Nuplex to pay NZ$3 mln to settle civil proceedings with Securities Commission over non-disclosure of loan covenant breaches
Strategic Finance liquidator has found nothing to take to the SFO 'at this point in time'
21st Feb 11, 1:02pm
Strategic Finance liquidator has found nothing to take to the SFO 'at this point in time'
Thousands of financial advisors unaccounted for as deadline looms for registration and licensing requirements
17th Feb 11, 4:18pm
3
Thousands of financial advisors unaccounted for as deadline looms for registration and licensing requirements
Opinion: Memo to the Govt: Please allow the FMA to take retrospective action on investors' behalf and pass the Class Actions Bill too
14th Feb 11, 4:42pm
3
Opinion: Memo to the Govt: Please allow the FMA to take retrospective action on investors' behalf and pass the Class Actions Bill too
Until the law is tightened the low ball offer 'sharks' will keep circling, law firm argues
14th Feb 11, 11:30am
1
Until the law is tightened the low ball offer 'sharks' will keep circling, law firm argues
Hanover directors re-launch website to attack Alleid Farmers 'mis-management' of Hanover assets
11th Feb 11, 9:35am
1
Hanover directors re-launch website to attack Alleid Farmers 'mis-management' of Hanover assets
Simon Power appoints former NZX chairman Simon Allen to head new securities watchdog
9th Feb 11, 11:35am
2
Simon Power appoints former NZX chairman Simon Allen to head new securities watchdog
Banks baulk at prospect of helping fund the Government's Financial Markets Authority
8th Feb 11, 4:30pm
3
Banks baulk at prospect of helping fund the Government's Financial Markets Authority