Securities Commission

28th Jul 16, 11:22am
Financial Markets Authority highlights need for funding boost to enable it to probe conduct in the banking and insurance sectors
Financial Markets Authority highlights need for funding boost to enable it to probe conduct in the banking and insurance sectors
28th Jul 16, 11:22am
20th Mar 12, 5:19pm
BusinessDesk: FMA backed off investigating Jock Hobbs after extent of cancer was made apparent
BusinessDesk: FMA backed off investigating Jock Hobbs after extent of cancer was made apparent
20th Mar 12, 5:19pm
8th Dec 11, 4:05pm
Opinion: Key empowering step missing from Govt's push to restore confidence of 'mum and dad' retail investors in financial markets
Opinion: Key empowering step missing from Govt's push to restore confidence of 'mum and dad' retail investors in financial markets
8th Dec 11, 4:05pm
16th Sep 11, 4:02pm
Financial Markets Authority CEO Sean Hughes down plays prospect of using new powers to try and recoup NZ$3.45 bln lost by finance company investors
Financial Markets Authority CEO Sean Hughes down plays prospect of using new powers to try and recoup NZ$3.45 bln lost by finance company investors
16th Sep 11, 4:02pm
21st Jul 11, 4:12pm
Opinion: The FMA needs to bring its long running, Securities Commission inherited probes into failed finance companies to a speedy conclusion
Opinion: The FMA needs to bring its long running, Securities Commission inherited probes into failed finance companies to a speedy conclusion
21st Jul 11, 4:12pm
17th May 11, 4:28pm
Opinion: Why the Feltex debacle must never happen again: NZX couldn't withstand another credibility hit like this
Opinion: Why the Feltex debacle must never happen again: NZX couldn't withstand another credibility hit like this
17th May 11, 4:28pm
2nd May 11, 1:40pm
Chairman of new financial markets regulator wants New Zealand to be seen as 'a good place to invest'
Chairman of new financial markets regulator wants New Zealand to be seen as 'a good place to invest'
2nd May 11, 1:40pm
29th Apr 11, 4:01pm
Why five directors of failed carpet maker Feltex are still in the gun
Why five directors of failed carpet maker Feltex are still in the gun
29th Apr 11, 4:01pm
20th Apr 11, 10:47am
New Financial Markets Authority to get NZ$24 mln funding this year, up from NZ$18 mln for current regulators
New Financial Markets Authority to get NZ$24 mln funding this year, up from NZ$18 mln for current regulators
20th Apr 11, 10:47am
19th Apr 11, 4:05pm
Watch out white collar criminals on bicycles, the FMA has the power to search your bike
Watch out white collar criminals on bicycles, the FMA has the power to search your bike
19th Apr 11, 4:05pm
18th Apr 11, 12:58pm
Opinion: Hey Hanover and Allied Farmers, stop fighting and give the NZ$5 million to ex-Hanover investors
Opinion: Hey Hanover and Allied Farmers, stop fighting and give the NZ$5 million to ex-Hanover investors
18th Apr 11, 12:58pm
15th Apr 11, 4:21pm
Ex-finance company CEO lets rip at the Securities Commission, Reserve Bank rules and prospectuses
Ex-finance company CEO lets rip at the Securities Commission, Reserve Bank rules and prospectuses
15th Apr 11, 4:21pm
8th Apr 11, 4:03pm
Govt's new 'super' financial markets regulator says restoring investor confidence requires 'everybody rolling up their sleeves'
Govt's new 'super' financial markets regulator says restoring investor confidence requires 'everybody rolling up their sleeves'
8th Apr 11, 4:03pm
8th Apr 11, 12:57pm
Papers please: Regulator set to crack down on financial advisory sector with spot checks, cold calls and protection for whistleblowers
Papers please: Regulator set to crack down on financial advisory sector with spot checks, cold calls and protection for whistleblowers
8th Apr 11, 12:57pm
18th Mar 11, 5:51pm
Securities Commission orders Whimp to correct 'misleading low ball' offers, threatens fines
Securities Commission orders Whimp to correct 'misleading low ball' offers, threatens fines
18th Mar 11, 5:51pm
15th Mar 11, 12:54pm
New licensing requirements for financial industry falling into place with six Qualified Financial Entities named to date
New licensing requirements for financial industry falling into place with six Qualified Financial Entities named to date
15th Mar 11, 12:54pm
2nd Mar 11, 2:21pm
Select committee recommends new financial markets regulator gets ASIC-style power to target directors, auditors and trustees
Select committee recommends new financial markets regulator gets ASIC-style power to target directors, auditors and trustees
2nd Mar 11, 2:21pm
1st Mar 11, 7:30pm
Amanda Morrall talks to Securities Commission director of supervision Angus Dale-Jones about new regulatory regime facing finance sector
Amanda Morrall talks to Securities Commission director of supervision Angus Dale-Jones about new regulatory regime facing finance sector
1st Mar 11, 7:30pm
23rd Feb 11, 10:05am
Nuplex to pay NZ$3 mln to settle civil proceedings with Securities Commission over non-disclosure of loan covenant breaches
Nuplex to pay NZ$3 mln to settle civil proceedings with Securities Commission over non-disclosure of loan covenant breaches
23rd Feb 11, 10:05am
21st Feb 11, 1:02pm
Strategic Finance liquidator has found nothing to take to the SFO 'at this point in time'
Strategic Finance liquidator has found nothing to take to the SFO 'at this point in time'
21st Feb 11, 1:02pm

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