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Securities Commission

BusinessDesk: FMA backed off investigating Jock Hobbs after extent of cancer was made apparent
20th Mar 12, 5:19pm
BusinessDesk: FMA backed off investigating Jock Hobbs after extent of cancer was made apparent
Securities Commission warns punters to steer clear of purported electricity generator Ira NRG NZ Ltd
8th Dec 10, 12:20pm
2
Securities Commission warns punters to steer clear of purported electricity generator Ira NRG NZ Ltd
Securities Commission defends its role, detailing probes into 50 finance companies. Your view?
3rd Dec 10, 7:54pm
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Securities Commission defends its role, detailing probes into 50 finance companies. Your view?
Commercial property syndicators' slice and dice properties bought for at least NZ$1.5 billion
2nd Dec 10, 4:04pm
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Commercial property syndicators' slice and dice properties bought for at least NZ$1.5 billion
New regime for financial advisers starts: here's the detail and how it works
1st Dec 10, 7:59pm
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New regime for financial advisers starts: here's the detail and how it works
Hanover 'co-operating with various regulatory authorities'; Taking legal action against Allied Farmers
26th Nov 10, 12:25pm
Hanover 'co-operating with various regulatory authorities'; Taking legal action against Allied Farmers
Securities Commission says might lay criminal charges against Hanover directors in new year
19th Nov 10, 1:23pm
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Securities Commission says might lay criminal charges against Hanover directors in new year
Halcyon days coming to an end for unregulated property syndicates with Financial Markets Authority oversight looming
16th Nov 10, 4:09pm
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Halcyon days coming to an end for unregulated property syndicates with Financial Markets Authority oversight looming
Securities Commission follows RBNZ; Warns retail investors of potential risks of investing in property development
12th Nov 10, 4:03pm
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Securities Commission follows RBNZ; Warns retail investors of potential risks of investing in property development
Feltex liquidator 'fully expects' High Court trial against five ex-directors next May
10th Nov 10, 3:54pm
Feltex liquidator 'fully expects' High Court trial against five ex-directors next May
Dominion Finance directors, including Butlers, face criminal charges over false prospectus
7th Jul 10, 12:47pm
Dominion Finance directors, including Butlers, face criminal charges over false prospectus
Nuplex's banks refused to change the way key banking covenant was calculated
2nd Jul 10, 4:45pm
Nuplex's banks refused to change the way key banking covenant was calculated
Timaru-based financial adviser Neville Cant convicted of theft, banned for 5 years
14th Jun 10, 4:05pm
Timaru-based financial adviser Neville Cant convicted of theft, banned for 5 years
Securities Commission cautions Strategic Finance investors on low ball offer
11th Jun 10, 3:59pm
Securities Commission cautions Strategic Finance investors on low ball offer
Investors in law breaking finance companies eligible for refunds, Securities Commission says
28th May 10, 11:21am
Investors in law breaking finance companies eligible for refunds, Securities Commission says
SFO concludes Bridgecorp investigation with fresh charges against Petricevic, Roest (Update 1)
19th May 10, 11:28am
SFO concludes Bridgecorp investigation with fresh charges against Petricevic, Roest (Update 1)
Securities Commission cautions St Laurence investors on low ball offer
6th May 10, 12:17pm
Securities Commission cautions St Laurence investors on low ball offer
Govt to fast-track creation of financial super-regulator
28th Apr 10, 9:00pm
Govt to fast-track creation of financial super-regulator
Tough nut for Securities Commission to crack in Nuplex case
19th Apr 10, 5:48pm
Tough nut for Securities Commission to crack in Nuplex case
Securities Commission alleges Nuplex non-disclosure avoided 30% share price slump
16th Apr 10, 6:04pm
Securities Commission alleges Nuplex non-disclosure avoided 30% share price slump
Lombard four now facing jail (Update 1)
15th Apr 10, 12:20pm
Lombard four now facing jail (Update 1)
Securities Commission charges Lombard directors, including Doug Graham
13th Apr 10, 2:50pm
Securities Commission charges Lombard directors, including Doug Graham
Have your say: Should Jane Diplock be the head of the new super regulator?
29th Mar 10, 10:20am
Have your say: Should Jane Diplock be the head of the new super regulator?
Capital + Merchant directors face criminal charges over misleading prospectuses
19th Mar 10, 2:37pm
Capital + Merchant directors face criminal charges over misleading prospectuses
Securities Commission probing disclosure of NZX indices news on Allied Farmers
22nd Feb 10, 4:36pm
by Emma Geraghty
Securities Commission probing disclosure of NZX indices news on Allied Farmers