ASIC
Chapman Tripp's Penny Sheerin & Brendon Orr argue NZ needs a clear policy direction from government to keep pace with international developments
5th Oct 16, 12:35pm
Chapman Tripp's Penny Sheerin & Brendon Orr argue NZ needs a clear policy direction from government to keep pace with international developments
Aucklander Geoffrey Woodcock banned by ASIC for 4 years over non-licensed investment schemes that took up to 45% of investors' money in commissions
16th Sep 16, 2:55pm
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Aucklander Geoffrey Woodcock banned by ASIC for 4 years over non-licensed investment schemes that took up to 45% of investors' money in commissions
Financial Markets Authority highlights need for funding boost to enable it to probe conduct in the banking and insurance sectors
28th Jul 16, 11:22am
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Financial Markets Authority highlights need for funding boost to enable it to probe conduct in the banking and insurance sectors
FMA CEO Rob Everett says the regulator's exploring how NZ benchmark interest rates are set with banks and the NZFMA
25th May 16, 9:00am
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FMA CEO Rob Everett says the regulator's exploring how NZ benchmark interest rates are set with banks and the NZFMA
ASIC targets Westpac over alleged rate rigging, APRA's Byrers on funding, TLAC, capital & risk culture, NAB fees settlement, Fitch wary of conduct issues, Turnbull hits out, the Panama Papers
8th Apr 16, 11:10am
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ASIC targets Westpac over alleged rate rigging, APRA's Byrers on funding, TLAC, capital & risk culture, NAB fees settlement, Fitch wary of conduct issues, Turnbull hits out, the Panama Papers
The worm turns at ANZ as the parent of NZ's biggest bank takes its turn under the regulatory spotlight
8th Mar 16, 10:57am
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The worm turns at ANZ as the parent of NZ's biggest bank takes its turn under the regulatory spotlight
Australian regulator ASIC commences civil penalty proceedings against ANZ for interest rate manipulation conduct
4th Mar 16, 8:32pm
Australian regulator ASIC commences civil penalty proceedings against ANZ for interest rate manipulation conduct
Insurance broking and advising industry shake-up will not, after all, include a ban on commissions
25th Nov 15, 10:14am
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Insurance broking and advising industry shake-up will not, after all, include a ban on commissions
A year after Aussie regulator moved against burgeoning growth of interest-only loans, RBNZ's still to make local data available
9th Nov 15, 5:03am
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A year after Aussie regulator moved against burgeoning growth of interest-only loans, RBNZ's still to make local data available
Harmoney builds war chest for Aussie launch and says it's now valued at $100m
25th Sep 15, 10:14am
Harmoney builds war chest for Aussie launch and says it's now valued at $100m
Insurance broking and advising industry shake-up looms, as govt looks to ban commissions
31st May 15, 3:17pm
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Insurance broking and advising industry shake-up looms, as govt looks to ban commissions
FMA warning on bank capital notes welcome, but much more can be done to give the Kiwi retail investor a fair go
28th Apr 15, 5:11am
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FMA warning on bank capital notes welcome, but much more can be done to give the Kiwi retail investor a fair go
A review of things you need to know before you go home on Wednesday; strong jobs demand, strong LGFA bond demand, strong car sales, dodgy fx trading, swap rates up
8th Apr 15, 4:00pm
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A review of things you need to know before you go home on Wednesday; strong jobs demand, strong LGFA bond demand, strong car sales, dodgy fx trading, swap rates up
Digital currencies such as bitcoin not financial products but still of interest, FMA says
20th Jan 15, 5:00am
Digital currencies such as bitcoin not financial products but still of interest, FMA says
Could the RBNZ and FMA or Commerce Commission follow APRA and ASIC's one-two combination attack on risky home lending?
10th Dec 14, 1:31pm
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Could the RBNZ and FMA or Commerce Commission follow APRA and ASIC's one-two combination attack on risky home lending?
Stocks and bond yields fall on rising risks in Europe and China; US data positive; Australia clamps down in housing 'investors'; NZ$1 = 77.1 USc, TWI = 77.6
10th Dec 14, 7:32am
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Stocks and bond yields fall on rising risks in Europe and China; US data positive; Australia clamps down in housing 'investors'; NZ$1 = 77.1 USc, TWI = 77.6
David Murray's Australian Financial System Inquiry makes 44 recommendations; Next step consultation until March 31
8th Dec 14, 4:40pm
David Murray's Australian Financial System Inquiry makes 44 recommendations; Next step consultation until March 31
NZ position on global post-Lehman Bros push for OTC derivatives reforms close; Will we piggyback on Australia?
24th Sep 14, 4:00pm
NZ position on global post-Lehman Bros push for OTC derivatives reforms close; Will we piggyback on Australia?
ASIC moves to deregister the company Mark Bryers works for in Australia
10th Sep 14, 5:00am
ASIC moves to deregister the company Mark Bryers works for in Australia
'Complex' bank debt securities 'that might not be suitable for many investors,' are okay for NZ retail investors, but not UK ones
14th Aug 14, 5:00am
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'Complex' bank debt securities 'that might not be suitable for many investors,' are okay for NZ retail investors, but not UK ones
Mysterious bidder for Aussie retailer David Jones incorporated second New Zealand company on Friday the 13th
27th Jul 12, 11:48am
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Mysterious bidder for Aussie retailer David Jones incorporated second New Zealand company on Friday the 13th
Financial Markets Authority probes the NZ links, including a registered company, of the mysterious British bidder for Australian retailer David Jones
13th Jul 12, 4:01pm
Financial Markets Authority probes the NZ links, including a registered company, of the mysterious British bidder for Australian retailer David Jones
Prudential regulation of KiwiSaver providers 'bit that's missing,' FMA CEO says of scheme govt, regulators have 'paramount duty' to ensure works for members
1st May 12, 5:26pm
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Prudential regulation of KiwiSaver providers 'bit that's missing,' FMA CEO says of scheme govt, regulators have 'paramount duty' to ensure works for members
Registered here and operating overseas: Three building societies feature US$5.5 bln of mine assets, Danish regulatory wrath, and a ready mix concrete expert
24th Apr 12, 4:46pm
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Registered here and operating overseas: Three building societies feature US$5.5 bln of mine assets, Danish regulatory wrath, and a ready mix concrete expert
Financial Markets Authority CEO Sean Hughes down plays prospect of using new powers to try and recoup NZ$3.45 bln lost by finance company investors
16th Sep 11, 4:02pm
Financial Markets Authority CEO Sean Hughes down plays prospect of using new powers to try and recoup NZ$3.45 bln lost by finance company investors